Toring Financial Advisors, Inc.
Privacy Policy Statement
Adopted: 01/01/2024 Last reviewed/amended: 01/01/2025
Toring Financial Advisors, Inc. considers the privacy of its clients to be of fundamental importance and has established this policy to maintain the confidentiality of the information you share with us. This policy applies to current and former clients.
In providing asset management services to you, we collect certain nonpublic information about you. Our policy is to keep this information confidential and strictly safeguarded, and to use or disclose it only as needed to provide services to you, or as permitted or required by law. This policy is applicable to information for current and former clients.
Information we collect
The personal information we collect directly from you includes information required to communicate with you and assist us in effectively addressing your financial needs, including:
Your name and address
Investment objectives and experience
Financial circumstances
Account balance and account transactions
Social security number
Employment information
We collect this information, for example, from:
Applications and other forms you complete
Records of your transactions with us or others
Custodians, broker/dealers, and other companies involved in servicing your account
How information is used
We do not share your personal information with any third party for marketing purposes, and we do not sell your personal information. The only circumstances under which we disclose your nonpublic personal information are:
To the custodian(s) and broker/dealer(s) that hold your account and execute transactions, which is necessary to provide the asset management services you have engaged us to perform;
To service providers who perform administrative or operational functions on our behalf, under agreements requiring them to keep your information confidential; and
To regulatory authorities, or as otherwise required or permitted by law.
We have no affiliated companies with which your information is shared. Because our disclosures are limited to what is necessary to service your account and to legally required disclosures, federal and Florida law do not require us to offer you the right to opt out of this sharing, and no such right applies here.
How information is safeguarded
We maintain administrative, technical, and physical safeguards reasonably designed to protect the security and confidentiality of your nonpublic personal information, consistent with the FTC Safeguards Rule (16 CFR Part 314). These include confidentiality agreements with companies we hire to help us provide services to you, password-protected access to our systems, employee training, and confidentiality policies applicable to all employees. In the event of a breach involving your personal information, we will notify you in accordance with applicable law.
Contact information
If you have any questions, concerns, or comments about our privacy policy, you may contact us at 727-741-4186, dustin@toringfinancialadvisors.com.